### Filing Overview **Filing Date**: October 7, 2021 **Type of Filing**: [[Filing Definitions#Prospectus|Prospectus]] --- ### Notes - **Securities Offered**: - **16,266,666 shares** of common stock issuable upon exercise of public and private placement warrants. - **5,600,000 warrants** and **417,404,393 shares** of common stock offered by selling securityholders. - **Proceeds**: - Rocket Lab expects up to **$187.1 million** from warrant exercises, used for working capital and corporate purposes. - **Market Information**: - Nasdaq symbol: **RKLB** (Common Stock) - Last reported price: **$14.00** per share as of October 6, 2021. - **Business Combination**: - Details include Rocket Lab's merger with Vector Acquisition Corporation, transitioning to a public company. - **Key Features**: - PIPE financing of $467 million through the sale of 46,700,000 shares at $10 per share. - Earnout shares reserved for Legacy Rocket Lab shareholders contingent on future stock performance. --- ![[3d73e8f9-6874-4be5-94cc-c990cb99d4ed.pdf]]