### Filing Overview **Filing Date**: October 12, 2021 **Type of Filing**: [[Filing Definitions#Prospectus Supplement|Prospectus Supplement]] Linked Documents: - [[10-12-21 8-K - Acquisition Agreement with ASI Aerospace LLC]] - [[10-07-21 424B3 - Prospectus 1]] - [[10-07-21 EFFECT - 333-259797]] --- ### Notes - **Update to Prospectus**: - Supplements the **Prospectus dated October 7, 2021**, as part of Rocket Lab’s Registration Statements **333-259797** and **333-257440**. - Includes updates from Rocket Lab’s **Form 8-K** filed on October 12, 2021. - **Securities Offered**: - **16,266,666 shares** of common stock underlying warrants. - **5,600,000 warrants** offered by selling securityholders. - **417,404,393 shares** of common stock offered by selling securityholders. - **Market Information**: - **RKLB** (Common Stock): Last reported price $14.05 as of October 11, 2021. - **RKLBW** (Warrants): Last reported price $4.51 as of October 11, 2021. - **Key Updates**: - Acquisition of [[Advanced Solutions Inc|ASI Aerospace LLC]] for $40 million with an additional earnout of up to $5.5 million based on performance metrics. - Integration includes offer letters and non-compete agreements for key employees. --- ![[5891a59e-c92f-40bf-ad37-84b407937bc4.pdf]]