### Filing Overview **Filing Date**: November 15, 2021 **Type of Filing**: [[Filing Definitions#Prospectus Supplement|Prospectus Supplement]] Linked Documents: - [[11-15-21 10-Q - Quarterly Report]] --- ### Notes - **Update to Prospectus**: - Supplements the **Prospectus dated October 7, 2021**, as part of Rocket Lab’s Registration Statements **333-259797** and **333-257440**. - Integrates information from Rocket Lab’s **Form 10-Q**, filed on November 15, 2021, covering the quarter ended September 30, 2021. - **Securities Offered**: - 16,266,666 shares of common stock underlying warrants. - 5,600,000 warrants offered by selling securityholders. - 417,404,393 shares of common stock offered by selling securityholders. - **Market Information**: - Common Stock (**RKLB**): Last reported price $14.37 per share as of November 12, 2021. - Public Warrants (**RKLBW**): Last reported price $5.03 per warrant as of November 12, 2021. - **Financial Summary** (from attached Form 10-Q): - **Cash and Cash Equivalents**: $792.66 million as of September 30, 2021. - **Net Loss**: $87.97 million for the three months ended September 30, 2021. - **Revenues**: $5.29 million for the same period. - **Forward-Looking Statements**: - Discusses risks related to market volatility, operational execution, and macroeconomic uncertainties. --- ![[7bda233c-e9a0-45aa-83e2-6d660eef3b58.pdf]]