### Filing Overview **Filing Date**: December 22, 2021 **Type of Filing**: [[Filing Definitions#Prospectus Supplement|Prospectus Supplement]] **Issuer**: Rocket Lab USA, Inc. Linked Document: - [[10-07-21 424B3 - Prospectus 1]] - [[12-22-21 8-K - Warrant Redemption Announcement]] --- ### Notes - **Update to Prospectus**: - Supplements the **Prospectus dated October 7, 2021**, as part of Rocket Lab’s Registration Statements **333-259797** and **333-257440**. - Integrates information from Rocket Lab’s **Form 8-K**, filed December 22, 2021. - **Securities Offered**: - 16,266,666 shares of common stock underlying warrants. - 5,600,000 warrants offered by selling securityholders. - 417,404,393 shares of common stock offered by selling securityholders. - **Market Information**: - Common Stock (**RKLB**): Last reported price $12.19 per share as of December 21, 2021. - Public Warrants (**RKLBW**): Last reported price $4.06 per warrant as of December 21, 2021. - **Warrant Redemption**: - **Redemption Date**: January 21, 2022. - Unexercised warrants by this date will be void and redeemable for $0.10 per warrant. - Holders may exercise warrants in cash at $11.50 per share or on a cashless basis, with a maximum conversion ratio of 0.361 shares per warrant. - **Forward-Looking Statements**: - Contains disclaimers regarding risks such as regulatory changes, warrant redemption challenges, and market volatility. --- ![[cc119726-a722-4df9-9e6d-0a0bf4f5d0e7.pdf]]