### Filing Overview **Filing Date**: December 22, 2021 **Type of Filing**: [[Filing Definitions#Prospectus Supplement|Prospectus Supplement]] **Issuer**: Rocket Lab USA, Inc. Linked Document: - [[10-07-21 424B3 - Prospectus 1]] - [[12-22-21 8-K - Warrant Redemption Announcement]] --- ### Notes - **Update to Prospectus**: - Supplements the **Prospectus dated October 7, 2021**, part of Rocket Lab’s Registration Statements **333-259797** and **333-257440**. - **Securities Offered**: - 16,266,666 shares of common stock underlying warrants. - 5,600,000 warrants offered by selling securityholders. - 417,404,393 shares of common stock offered by selling securityholders. - **Market Information**: - Common Stock (**RKLB**): Last reported price $12.19 per share as of December 21, 2021. - Public Warrants (**RKLBW**): Last reported price $4.06 per warrant as of December 21, 2021. - **Integrated Information**: - Incorporates information from Rocket Lab’s **Form 8-K**, filed December 22, 2021, announcing the redemption of all outstanding public and private warrants. - **Warrant Redemption Details**: - **Redemption Date**: January 21, 2022. - Unexercised warrants by the Redemption Date will be void and redeemable for $0.10 per warrant. - Warrants may be exercised in cash ($11.50 per share) or on a cashless basis with a maximum exchange ratio of 0.361 shares per warrant. - **Forward-Looking Statements**: - Highlights risks and uncertainties, including regulatory impacts and warrant redemption challenges. --- ![[e176a4e8-99b8-4c6f-98e5-c59088ac177b.pdf]]