## Filing Overview **Insider Name**: [[Adam Spice]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Beneficial Ownership **Number of Shares**: 5,121,651 (Employee Stock Options) **Exercise Price**: $1.09 **Remaining Holdings**: N/A **Change in Holdings**: N/A --- ## Notes - This Form 3 filing indicates that [[Adam Spice]], Chief Financial Officer of Rocket Lab USA, Inc., reported beneficial ownership of **5,121,651 Employee Stock Options**, exercisable at $1.09 per share. - The stock options were granted on **August 3, 2018**, with a vesting schedule beginning May 25, 2018. - Additionally, [[Adam Spice]] holds **413,876 Earnout Rights** that vest based on Rocket Lab's common stock achieving a specified target price. --- ## Filing ![[056db81d-117b-40dc-96e5-7fedb20f0584.pdf]]