## Filing Overview **Insider Name**: [[Jon A. Olson]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Ownership **Number of Shares**: 362,386 RSUs, 29,284 Earnout Rights **Transaction Price**: N/A **Remaining Holdings**: N/A **Change in Holdings**: +0% --- ## Notes - [[Jon A. Olson]] filed an initial statement of beneficial ownership of securities, disclosing holdings as a **Director** of Rocket Lab USA, Inc. - The filing details 362,386 restricted stock units (RSUs) subject to time-based and liquidity-based vesting conditions. - Time-based vesting occurs quarterly from **June 1, 2021**, and liquidity conditions are met through events like a sale or IPO by **June 3, 2028**. - Additionally, 29,284 Earnout Rights were disclosed. These are contingent upon Rocket Lab stock achieving a closing price of **$20** for 20 of 30 consecutive trading days, between **November 23, 2021, and February 21, 2022**. --- ## Filing ![[bc1ca966-0e44-4ac7-9df6-be64bcfc82ba.pdf]]