## Filing Overview **Insider Name**: [[Peter Beck]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Ownership (Beneficial Owner) **Number of Shares**: 54,551,250 **Ownership Form**: Indirect (by Equatorial Trust) --- ## Notes - [[Peter Beck]] filed this Form 3 as part of his initial statement of beneficial ownership upon becoming a **Director**, **President**, **CEO**, and **Chairman** of Rocket Lab USA, Inc. - The reported shares, **54,551,250**, are held indirectly through the **Equatorial Trust**, a family trust settled by [[Peter Beck]] and Kerryn Beck. - The filing includes earnout rights for **4,408,241 shares** of common stock, contingent on achieving a target stock price of $20.00 during a specified period. --- ## Filing ![[126783e7-0c9c-495e-9804-b9891a1fccf5.pdf]]