## Filing Overview **Insider Name**: [[Shaun O'Donnell]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Ownership **Number of Shares**: 180,713 (Direct) **Number of Derivative Securities**: 2,559,158 (Direct) **Transaction Price**: N/A --- ## Notes - This Form 3 filing reports the initial beneficial ownership of securities by [[Shaun O'Donnell]] as of **August 25, 2021**. - [[Shaun O'Donnell]] holds **180,713 shares** of Rocket Lab's common stock directly and several derivative securities, including: - **Employee stock options** to purchase **1,723,908 shares** at an exercise price of **$1.09**. - **Restricted stock units** representing **724,772 shares**, subject to time-based and liquidity-based vesting conditions. - Additional **earnout rights** for common stock, options, and restricted stock units contingent on achieving specific stock price milestones. --- ## Filing ![[a3680cb2-0bc8-4b57-8232-413296364f79.pdf]]