## Filing Overview **Insider Name**: [[Matthew Ocko]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Ownership **Number of Shares**: 10,130,385 (Indirect Ownership) **Transaction Price**: N/A **Remaining Holdings**: 10,130,385 **Change in Holdings**: N/A --- ## Notes - This Form 3 filing represents the initial statement of beneficial ownership by [[Matthew Ocko]] upon becoming a **Director** at Rocket Lab USA, Inc. - Shares are indirectly owned through [[DCVC]], distributed as follows: - 2,929,350 shares held by **Data Collective IV, L.P.** - 7,203,035 shares held by **DCVC Opportunity Fund II, L.P.** - Additionally, [[Matthew Ocko]] holds rights to **236,718 earnout shares** via **Data Collective IV, L.P.** and **582,071 earnout shares** via **DCVC Opportunity Fund II, L.P.**, contingent on Rocket Lab's stock achieving specified performance thresholds. --- ## Filing ![[abff071e-38ac-4133-9774-86305b756cc2.pdf]]