## Filing Overview **Insider Name**: [[Merline Saintil]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-07 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Beneficial Ownership **Number of Shares**: 362,386 (Restricted Stock Units) **Additional Rights**: 29,284 (Earnout Rights) **Transaction Price**: N/A **Remaining Holdings**: N/A **Change in Holdings**: N/A --- ## Notes - This Form 3 filing reflects the initial statement of beneficial ownership of securities by [[Merline Saintil]] upon becoming a Director of Rocket Lab USA, Inc. - The filing includes: - **362,386 Restricted Stock Units (RSUs)**, which vest quarterly over three months starting June 1, 2021, and are contingent upon either a sale event or an IPO before June 3, 2028. - **29,284 Earnout Rights**, contingent on Rocket Lab's stock price reaching $20 per share for at least 20 out of 30 consecutive trading days within a specified post-IPO period. - The earnout rights will be forfeited if the stock price target is not achieved within the designated period. --- ## Filing ![[9a25b514-74d0-4e16-a8a3-4983e4101aca.pdf]]