## Filing Overview **Insider Name**: [[Jon A. Olson]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-14 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Beneficial Ownership **Number of Shares**: 362,386 RSUs and 29,284 Earnout Rights **Transaction Price**: N/A **Remaining Holdings**: N/A **Change in Holdings**: +100% --- ## Notes - This Form 3 filing represents the **initial statement of beneficial ownership** for [[Jon A. Olson]] as a Director of Rocket Lab USA, Inc. - [[Jon A. Olson]] owns **362,386 restricted stock units (RSUs)**, which vest according to a time-based schedule and liquidity-based conditions: - One-third vest on **August 22, 2022**. - The remaining two-thirds vest in eight quarterly installments thereafter, subject to continued service. - Liquidity-based conditions include either a sale event or the company’s IPO before **June 3, 2028**. - An additional **29,284 Earnout Rights** vest if the company’s stock achieves a closing price of $20.00 or more for at least 20 out of 30 consecutive trading days, within a specified period post-IPO. Unmet conditions result in forfeiture. --- ## Filing ![[a4cfd822-b26a-4949-8832-a8118c051653.pdf]]