## Filing Overview **Insider Name**: [[Merline Saintil]] **Type of Filing**: [[Filing Definitions#Form 3|Form 3]] **Filing Date**: 2021-09-14 **Transaction Date**: 2021-08-25 **Transaction Type**: Initial Statement of Ownership **Number of Shares**: 362,386 RSUs and 29,284 Earnout Rights **Transaction Price**: N/A **Remaining Holdings**: 362,386 RSUs and 29,284 Earnout Rights **Change in Holdings**: N/A --- ## Notes - This Form 3 filing represents the initial statement of beneficial ownership for [[Merline Saintil]] as a Director of Rocket Lab USA, Inc. - The filing includes: - **362,386 Restricted Stock Units (RSUs)**, subject to time-based vesting in installments and liquidity-based conditions. - **29,284 Earnout Rights**, which vest if Rocket Lab's common stock achieves a price of $20.00 for 20 out of 30 consecutive trading days within a specified period. - The RSUs and Earnout Rights reflect contingent rights tied to continued service and stock performance milestones. --- ## Filing ![[9dd5a030-b03b-46a9-bc3f-632258072751.pdf]]