## Filing Overview **Type of Filing**: [[Filing Definitions#Form S-1|Form S-1]] **Filing Date**: 2021-10-01 **Purpose**: Registration statement amendment for the issuance and resale of Rocket Lab USA, Inc. securities. --- ## Notes - The amendment registers several securities offerings, including: - **5,600,000 Resale Warrant Shares** issuable upon warrant exercise. - **10,666,666 additional shares of Common Stock** through new warrants. - **376,200,418 outstanding shares** and **8,903,322 shares** from stock options/restricted stock units (RSUs). - **26,700,653 earn-out shares** tied to a merger agreement with [[Vector Acquisition Partners, L.P.]]. - Filed to update exhibits (5.1 and 23.3) with no changes to the preliminary prospectus or other sections. --- ## Filing ![[9c907159-748d-437f-9b48-e0f28835e015.pdf]]