## Filing Overview **Filing Date**: 2021-11-01 **Type of Filing**: [[Filing Definitions#Form S-8|Form S-8]] **Registrant**: Rocket Lab USA, Inc. **Plans Registered**: - Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan - Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan - Rocket Lab USA, Inc. Second Amended and Restated 2013 Stock Option and Grant Plan **Shares Registered**: 102,720,324 shares of common stock ($0.0001 par value) --- ## Notes - The registration is related to shares issued under Rocket Lab's equity compensation plans, including stock options, restricted stock units, and employee stock purchase plans. - The total aggregate offering price for the registered shares is approximately $1.119 billion, with a registration fee of $103,717.14. - Rocket Lab USA, Inc. utilized various valuation methods, including Rule 457(c) and 457(h), to determine the offering prices for different plan components. - The filing reflects compliance with the Delaware General Corporation Law, and the shares are duly authorized, validly issued, fully paid, and nonassessable. - Peter Beck, as CEO and Chairman, alongside Adam Spice, CFO, signed the filing. --- ## Filing ![[b91f0f89-3384-49a9-b97f-f1dff577f14c.pdf]]