## Filing Overview **Filing Date**: 2021-09-24 **Type of Filing**: [[Filing Definitions#Form S-1|Form S-1]] **Registrant**: Rocket Lab USA, Inc. **Jurisdiction of Incorporation**: Delaware **Securities Offered**: Common Stock ($0.0001 par value per share) **Shares Registered for Resale**: 417,404,393 shares of common stock **Shares Offered by Rocket Lab**: 16,266,666 shares of common stock underlying warrants **Warrants Offered by Selling Securityholders**: 5,600,000 private placement warrants --- ## Notes - The **Form S-1** registers common stock and warrants for resale by existing security holders following the business combination with Vector Acquisition Corporation. - The **Business Combination** was completed on **August 25, 2021**, where Rocket Lab merged with Vector and became a publicly traded company. - A total of **417,404,393 shares of common stock** are registered for resale, including shares issued through PIPE financing, stock options, restricted stock units, and earnout shares. - Rocket Lab will receive up to **$187.1 million** from the exercise of warrants, but no proceeds from the resale of shares by selling securityholders. - The registered securities are listed on Nasdaq under symbols **RKLB** (common stock) and **RKLBW** (warrants). - Key participants include **PIPE investors** and former equity holders of Legacy Rocket Lab. --- ## Filing ![[9667a77b-3654-46e4-9406-40ab410bbac6.pdf]]