## Filing Overview **Filing Date**: 2022-05-23 **Type of Filing**: [[Filing Definitions#Form S-1|Form S-1]] --- ## Notes - This filing is an **Amendment No. 1 to the Form S-1 Registration Statement** for Rocket Lab USA, Inc., under the **Securities Act of 1933**. - It relates to the resale of up to **2,676,864 shares of common stock** by named selling securityholders, including: - **1,720,841 shares** issued as part of the **PSC Acquisition**. - Up to **956,023 shares** as performance-based earnout shares. - The **PSC Acquisition**, completed on November 30, 2021, involved the merger of Planetary Systems Corporation (PSC) into Rocket Lab as a wholly-owned subsidiary, with a transaction valued at approximately **$42 million**. ### Highlights: - The shares are to be sold by the securityholders and not by Rocket Lab. The company will not receive proceeds from these sales. - Rocket Lab’s common stock is listed on Nasdaq under the symbol **RKLB**. The last reported sale price as of May 20, 2022, was **$4.73 per share**. - The company is classified as both an **emerging growth company** and a **smaller reporting company**, leveraging reduced disclosure requirements under the JOBS Act. --- ## Filing ![[c0012f87-e8cc-4abc-91b6-aea135b9504a.pdf]]