## Filing Overview **Filing Date**: 02-07-2024 **Type of Filing**: [[Filing Definitions#8-K|8-K]] --- ## Notes #### Summary: Rocket Lab issued **$355 million in 4.250% Convertible Senior Notes** due 2029 on **February 6, 2024**, which included an additional **$55 million** from initial purchasers exercising their options. The notes accrue interest at **4.250% per annum** and mature on **February 1, 2029**. Key terms include: - **Convertible Terms**: Conversion into cash, stock, or both at Rocket Lab’s discretion with an initial conversion price of **$5.13 per share**. - **Redemption**: Redeemable from **February 1, 2027**, contingent on stock trading conditions. - **Capped Call Transactions**: Agreements to minimize dilution and offset potential cash payments. These notes were issued to institutional buyers under **Rule 144A** with capped call transactions to mitigate stock dilution risks for prices above the conversion rate. --- ## Filing ![[418d799a-0b2d-4bfa-bdbe-3de28750066f.pdf]]