## Filing Overview **Filing Date**: 2025-05-23 **Type of Filing**: [[Filing Definitions#8-K|8-K]] **Subject**: Holding Company Reorganization and Successor Issuer Designation --- ## Notes - On **May 23, 2025**, Rocket Lab completed a holding company reorganization under **Section 251(g)** of the Delaware General Corporation Law. - As part of the transaction: - **Rocket Lab Merger Sub, Inc.** merged into **Rocket Lab USA, Inc.**, with Rocket Lab USA continuing as a wholly owned subsidiary of **Rocket Lab Corporation** (the new holding company). - Each share of common and preferred stock of Rocket Lab USA was converted into corresponding shares of Rocket Lab Corporation. - The reorganization did **not require shareholder approval** and was designed to be a **tax-free** event under U.S. law. - **Rocket Lab Corporation** is now the **successor issuer**, with shares trading on Nasdaq under the existing ticker **RKLB** but with a new **CUSIP number**. - No changes occurred to the business operations, assets, or executive leadership. Key insiders such as [[Peter Beck]], [[Adam Spice]], [[Frank Klein]], and [[Arjun Kampani]] retain their roles. - Amendments were made to equity plans to transfer sponsorship to the new holding company without modifying the underlying terms. --- ## Filing ![[9d0f89b9-b354-4675-904a-d7c5cef7d79b.pdf]]